0001372414-18-000030.txt : 20180525 0001372414-18-000030.hdr.sgml : 20180525 20180525180048 ACCESSION NUMBER: 0001372414-18-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180523 FILED AS OF DATE: 20180525 DATE AS OF CHANGE: 20180525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL FRANK CENTRAL INDEX KEY: 0001121354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 18862579 MAIL ADDRESS: STREET 1: 3975 FREEDOM CIRCLE STREET 2: C/O PMC SIERRA INC CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROHIVE NETWORKS, INC CENTRAL INDEX KEY: 0001372414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 204524700 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-510-6100 MAIL ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: AEROHIVE NETWORKS INC DATE OF NAME CHANGE: 20060811 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-23 0001372414 AEROHIVE NETWORKS, INC HIVE 0001121354 MARSHALL FRANK C/O AEROHIVE NETWORKS 1011 MCCARTHY BLVD MILPITAS CA 95035 1 0 0 0 Common Stock 2018-05-23 4 A 0 30352 0 A 268195 D Common Stock 112384 I Big Basin Partners LP Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSU's shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan). The shares are held by Big Basin Partners LP, for which the Reporting Person serves as a General Partner. /s/ Steve Debenham, by power of attorney 2018-05-25