0001437749-17-002910.txt : 20170221
0001437749-17-002910.hdr.sgml : 20170221
20170221203015
ACCESSION NUMBER: 0001437749-17-002910
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PDF SOLUTIONS INC
CENTRAL INDEX KEY: 0001120914
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 251701361
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 WEST SAN CARLOS STREET
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082807900
MAIL ADDRESS:
STREET 1: 333 WEST SAN JOSE STREET
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARTGRING CORNELIS
CENTRAL INDEX KEY: 0001233112
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31311
FILM NUMBER: 17626848
MAIL ADDRESS:
STREET 1: 333 WEST SAN CARLOS STREET
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
rdgdoc.xml
HARTGRING FORM 4
X0306
4
2017-02-16
0001120914
PDF SOLUTIONS INC
PDFS
0001233112
HARTGRING CORNELIS
333 W. SAN CARLOS ST.
SUITE 1000
SAN JOSE
CA
95110
1
Vice President, CSS
Common Stock
2017-02-16
4
M
0
10855
A
47441
D
Common Stock
2017-02-16
4
S
0
17952
D
29489
D
Common Stock
2017-02-17
4
S
0
981
D
28508
D
Stock Options (Right to Buy)
6.21
2017-02-16
4
M
0
1688
6.21
D
2021-05-26
Common Stock
1688
0
D
Stock Options (Right to Buy)
8.79
2017-02-16
4
M
0
2500
8.79
D
2022-05-22
Common Stock
2500
0
D
Stock Options (Right to Buy)
8.79
2017-02-16
4
M
0
6667
8.79
D
2022-05-22
Common Stock
6667
0
D
Includes exercise of fully vested stock options grants awarded to the Reporting person on May 22, 2011 and on May 22, 2012
Includes 1,561 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan
Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.00 to $22.52.
Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.134 to $22.1596.
Earliest vesting date of the stock options granted on May, 27, 2011 was June 27, 2011 with 1/48th of the total shares vesting monthly until fully vested on June 27, 2014.
1/4th of the total number of shares subject to option vested on May 22, 2012 and 1/4th of the total shares vested each anniversary of the grant date, fully vested on May 22, 2015.
Earliest vesting date of the total stock options granted on May 22, 2012 was June 22, 2012 1/48th of the total shares vesting monthly until fully vested on June 22, 2016.
/s/ Gregory Walker, Attorney-in-Fact for Cornelis Hartgring
2017-02-21