0001437749-16-043287.txt : 20161213 0001437749-16-043287.hdr.sgml : 20161213 20161213160121 ACCESSION NUMBER: 0001437749-16-043287 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 ITEM INFORMATION: Other Events FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PDF SOLUTIONS INC CENTRAL INDEX KEY: 0001120914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 251701361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-31311 FILM NUMBER: 162048921 BUSINESS ADDRESS: STREET 1: 333 WEST SAN CARLOS STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082807900 MAIL ADDRESS: STREET 1: 333 WEST SAN JOSE STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 8-K 1 pdfs20161213_8k.htm FORM 8-K pdfs20161213_8k.htm
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): December 1, 2016

 

PDF SOLUTIONS, INC.

(Exact name of registrant as specified in its charter)

 

000-31311

(Commission File Number)

 

Delaware

25-1701361

(State or Other Jurisdiction of Incorporation)

(I.R.S. Employer Identification No.)

 

333 West San Carlos Street, Suite 1000

San Jose, CA 95110

(Address of principal executive offices, with zip code)

 

(408) 280-7900

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
 
 

 
TABLE OF CONTENTS

 

Item 8.01. Other Events.

 
 

SIGNATURES

 

 

Item 8.01. Other Events.

 

On December 1, 2016, PDF Solutions, Inc. (the “Company”) received a notice from The NASDAQ Stock Market indicating that as a result of the appointment of Professor Marco Iansiti to the Company’s Board of Directors and the corresponding increase from two to three members in both the number of directors on the Audit and Corporate Governance Committee of the Company’s Board of Directors and the number of independent directors on the Company’s Board of Directors, the Company is back in compliance with NASDAQ Listing Rule 5605.

 

 

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

PDF SOLUTIONS, INC.

(Registrant)

  
       
 

By:

/s/Gregory C. Walker

  
   

Gregory C. Walker

VP, Finance, and Chief Financial Officer

(Principal Financial Officer)

  

 

Dated: December 13, 2016