0001437749-24-018765.txt : 20240530 0001437749-24-018765.hdr.sgml : 20240530 20240530173240 ACCESSION NUMBER: 0001437749-24-018765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240528 FILED AS OF DATE: 20240530 DATE AS OF CHANGE: 20240530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueller Daniel E. CENTRAL INDEX KEY: 0001698592 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 241006792 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0508 4 2024-05-28 0001120370 BROADWIND, INC. BWEN 0001698592 Schueller Daniel E. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Pres., Broadwind Heavy Fab. 0 Common Stock 2024-05-28 4 S 0 5800 4.5317 D 146694 D Common Stock 2024-05-28 4 F 0 1245 4.42 D 145449 D Common Stock 16160 I By 401(k) Plan This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. /s/ Thomas A. Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed 2024-05-30