0001437749-24-017702.txt : 20240520 0001437749-24-017702.hdr.sgml : 20240520 20240520171331 ACCESSION NUMBER: 0001437749-24-017702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240516 FILED AS OF DATE: 20240520 DATE AS OF CHANGE: 20240520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ciccone Thomas A CENTRAL INDEX KEY: 0001883049 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 24965707 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0508 4 2024-05-16 0001120370 BROADWIND, INC. BWEN 0001883049 Ciccone Thomas A 3240 S. CENTRAL AVENUE CICERO IL 60804 1 VP and CFO 0 Common Stock 2024-05-16 4 A 0 19692 0 A 68847 D Common Stock 12104 I By 401(k) Plan Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. /s/ Thomas A. Ciccone 2024-05-20