0001437749-24-013749.txt : 20240429
0001437749-24-013749.hdr.sgml : 20240429
20240429171208
ACCESSION NUMBER: 0001437749-24-013749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240425
FILED AS OF DATE: 20240429
DATE AS OF CHANGE: 20240429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ciccone Thomas A
CENTRAL INDEX KEY: 0001883049
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 24892674
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-04-25
0001120370
BROADWIND, INC.
BWEN
0001883049
Ciccone Thomas A
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
VP and CFO
0
Common Stock
2024-04-25
4
F
0
772
2.08
D
49506
D
Common Stock
12104
I
By 401(k) Plan
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 3,938 restricted stock units that vest on 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26.
/s/ Thomas A. Ciccone
2024-04-29