0001437749-23-025503.txt : 20230908
0001437749-23-025503.hdr.sgml : 20230908
20230908170120
ACCESSION NUMBER: 0001437749-23-025503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230906
FILED AS OF DATE: 20230908
DATE AS OF CHANGE: 20230908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner Thomas A.
CENTRAL INDEX KEY: 0001517260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 231245985
MAIL ADDRESS:
STREET 1: 66 WEYRICK ROAD
CITY: TROY
STATE: NY
ZIP: 12180
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-09-06
0001120370
BROADWIND, INC.
BWEN
0001517260
Wagner Thomas A.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
Common Stock
2023-09-06
4
S
0
10000
3.9926
D
83683
D
This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
Includes 12,165 restricted stock units that vest on 5/25/24.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Thomas A. Wagner pursuant to Power of Attorney previously filed
2023-09-08