0001437749-23-024172.txt : 20230818 0001437749-23-024172.hdr.sgml : 20230818 20230818163743 ACCESSION NUMBER: 0001437749-23-024172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230817 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blashford Eric B. CENTRAL INDEX KEY: 0001698603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 231186342 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0508 4 2023-08-17 0001120370 BROADWIND, INC. BWEN 0001698603 Blashford Eric B. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 President and CEO 0 Common Stock 2023-08-17 4 P 0 6000 3.52 A 424372 D Common Stock 24675 I By 401(k) Plan Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed 2023-08-18