0001437749-23-016133.txt : 20230530
0001437749-23-016133.hdr.sgml : 20230530
20230530164413
ACCESSION NUMBER: 0001437749-23-016133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230525
FILED AS OF DATE: 20230530
DATE AS OF CHANGE: 20230530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REILAND DAVID P
CENTRAL INDEX KEY: 0001222000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 23977181
MAIL ADDRESS:
STREET 1: N49 W13650 CAMPBELL DRIVE
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-05-25
0001120370
BROADWIND, INC.
BWEN
0001222000
REILAND DAVID P
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
Common Stock
2023-05-25
4
A
0
12165
0
A
163160
D
Phantom Stock
Common Stock
8403
8403
D
Includes 12,165 restricted stock units that vest on 5/25/24.
Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.
/s/ Thomas A. Ciccone, as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed
2023-05-30