0001437749-22-025097.txt : 20221028
0001437749-22-025097.hdr.sgml : 20221028
20221028165046
ACCESSION NUMBER: 0001437749-22-025097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221026
FILED AS OF DATE: 20221028
DATE AS OF CHANGE: 20221028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Hayes M.
CENTRAL INDEX KEY: 0001829878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 221342652
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-10-26
0001120370
BROADWIND, INC.
BWEN
0001829878
Kennedy Hayes M.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
Chief Human Resources Officer
Common Stock
2022-10-26
4
F
0
551
1.80
D
25642
D
Common Stock
5115
I
By 401(k) Plan
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
2022-10-27