0001437749-22-011941.txt : 20220511 0001437749-22-011941.hdr.sgml : 20220511 20220511165332 ACCESSION NUMBER: 0001437749-22-011941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220509 FILED AS OF DATE: 20220511 DATE AS OF CHANGE: 20220511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Hayes M. CENTRAL INDEX KEY: 0001829878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 22914493 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0306 4 2022-05-09 0001120370 BROADWIND, INC. BWEN 0001829878 Kennedy Hayes M. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Chief Human Resources Officer Common Stock 2022-05-09 4 F 0 692 1.70 D 26193 D Common Stock 3051 I By 401(k) Plan The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25. /s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed 2022-05-11