0001437749-22-011941.txt : 20220511
0001437749-22-011941.hdr.sgml : 20220511
20220511165332
ACCESSION NUMBER: 0001437749-22-011941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220509
FILED AS OF DATE: 20220511
DATE AS OF CHANGE: 20220511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Hayes M.
CENTRAL INDEX KEY: 0001829878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 22914493
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-05-09
0001120370
BROADWIND, INC.
BWEN
0001829878
Kennedy Hayes M.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
Chief Human Resources Officer
Common Stock
2022-05-09
4
F
0
692
1.70
D
26193
D
Common Stock
3051
I
By 401(k) Plan
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
2022-05-11