0001437749-22-011939.txt : 20220511 0001437749-22-011939.hdr.sgml : 20220511 20220511165122 ACCESSION NUMBER: 0001437749-22-011939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220509 FILED AS OF DATE: 20220511 DATE AS OF CHANGE: 20220511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blashford Eric B. CENTRAL INDEX KEY: 0001698603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 22914478 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0306 4 2022-05-09 0001120370 BROADWIND, INC. BWEN 0001698603 Blashford Eric B. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 President and CEO Common Stock 2022-05-09 4 F 0 2777 1.70 D 357408 D Common Stock 18379 I By 401(k) Plan The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed 2022-05-11