0001437749-22-009910.txt : 20220427 0001437749-22-009910.hdr.sgml : 20220427 20220427164740 ACCESSION NUMBER: 0001437749-22-009910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220426 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner Thomas A. CENTRAL INDEX KEY: 0001517260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 22860521 MAIL ADDRESS: STREET 1: 66 WEYRICK ROAD CITY: TROY STATE: NY ZIP: 12180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0306 4 2022-04-26 0001120370 BROADWIND, INC. BWEN 0001517260 Wagner Thomas A. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Common Stock 2022-04-26 4 A 0 20833 0 A 91518 D 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Thomas A. Wagner pursuant to Power of Attorney previously filed 2022-04-27