0001437749-22-009905.txt : 20220427
0001437749-22-009905.hdr.sgml : 20220427
20220427164512
ACCESSION NUMBER: 0001437749-22-009905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220425
FILED AS OF DATE: 20220427
DATE AS OF CHANGE: 20220427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ciccone Thomas A
CENTRAL INDEX KEY: 0001883049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 22860486
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-04-25
0001120370
BROADWIND, INC.
BWEN
0001883049
Ciccone Thomas A
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
VP and Principal Acct Officer
Common Stock
2022-04-25
4
A
0
11813
0
A
45907
D
Common Stock
2022-04-25
4
F
0
1880
1.77
D
44027
D
Common Stock
5339
I
By 401(k) Plan
1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
2. Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.
/s/ Thomas A. Ciccone
2022-04-27