0001437749-22-009900.txt : 20220427 0001437749-22-009900.hdr.sgml : 20220427 20220427164241 ACCESSION NUMBER: 0001437749-22-009900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220425 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayo Gilbert W. Jr. CENTRAL INDEX KEY: 0001732375 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 22860463 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0306 4 2022-04-25 0001120370 BROADWIND, INC. BWEN 0001732375 Mayo Gilbert W. Jr. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Pres., Broadwind Ind. Solution Common Stock 2022-04-25 4 A 0 11935 0 A 75890 D Common Stock 12425 I By 401(k) Plan 1. Includes (i) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed 2022-04-27