0001104659-21-074977.txt : 20210601
0001104659-21-074977.hdr.sgml : 20210601
20210601153706
ACCESSION NUMBER: 0001104659-21-074977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210527
FILED AS OF DATE: 20210601
DATE AS OF CHANGE: 20210601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner Thomas A.
CENTRAL INDEX KEY: 0001517260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 21985025
MAIL ADDRESS:
STREET 1: 66 WEYRICK ROAD
CITY: TROY
STATE: NY
ZIP: 12180
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
tm2118154-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-27
0
0001120370
BROADWIND, INC.
BWEN
0001517260
Wagner Thomas A.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
0
0
Common Stock
2021-05-27
4
S
0
20000
4.4678
D
70685
D
Includes 9,336 restricted stock units that vest on 5/1/22.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Thomas A. Wagner pursuant to Power of Attorney previously filed
2021-06-01