0001104659-21-064593.txt : 20210511
0001104659-21-064593.hdr.sgml : 20210511
20210511165348
ACCESSION NUMBER: 0001104659-21-064593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210507
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christman Philip J
CENTRAL INDEX KEY: 0001756611
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 21912142
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
tm2115445-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-07
0
0001120370
BROADWIND, INC.
BWEN
0001756611
Christman Philip J
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
0
0
Common Stock
2021-05-07
4
A
0
9336
0
A
59180
D
Includes 9,336 restricted stock units that vest on 5/1/22.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Philip J. Christman pursuant to Power of Attorney previously filed
2021-05-11