0001104659-21-064593.txt : 20210511 0001104659-21-064593.hdr.sgml : 20210511 20210511165348 ACCESSION NUMBER: 0001104659-21-064593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christman Philip J CENTRAL INDEX KEY: 0001756611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 21912142 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 tm2115445-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-05-07 0 0001120370 BROADWIND, INC. BWEN 0001756611 Christman Philip J 3240 S. CENTRAL AVENUE CICERO IL 60804 1 0 0 0 Common Stock 2021-05-07 4 A 0 9336 0 A 59180 D Includes 9,336 restricted stock units that vest on 5/1/22. /s/ Thomas A. Ciccone as Attorney-in-Fact for Philip J. Christman pursuant to Power of Attorney previously filed 2021-05-11