0001104659-21-045556.txt : 20210401
0001104659-21-045556.hdr.sgml : 20210401
20210401160706
ACCESSION NUMBER: 0001104659-21-045556
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210225
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUSHNER STEPHANIE K
CENTRAL INDEX KEY: 0001232935
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 21798031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4/A
1
tm2111902-1_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2021-02-25
2021-03-01
0
0001120370
BROADWIND, INC.
BWEN
0001232935
KUSHNER STEPHANIE K
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
0
0
Common Stock
2021-02-25
4
A
0
25544
0
A
507329
D
Common Stock
2021-02-25
4
F
0
11793
7.94
D
495536
D
The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21.
This Form 4A corrects the number of shares that were withheld to satisfy the reporting person's withholding obligations in connection with the vesting of a performance restricted stock units award, which previously reported 8,271 shares withheld on February 25, 2021.
/s/ Jason L. Bonfigt as Attorney-in-Fact for Stephanie K. Kushner pursuant to Power of Attorney previously filed
2021-04-01