0001104659-21-026976.txt : 20210223
0001104659-21-026976.hdr.sgml : 20210223
20210223194831
ACCESSION NUMBER: 0001104659-21-026976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210222
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blashford Eric B.
CENTRAL INDEX KEY: 0001698603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 21667906
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
tm217661-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-22
0
0001120370
BROADWIND, INC.
BWEN
0001698603
Blashford Eric B.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
0
1
0
0
President and CEO
Common Stock
2021-02-22
4
F
0
2651
8.46
D
239489
D
Common Stock
14646.84
I
By 401(k) Plan
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed
2021-02-23