0001104659-19-072972.txt : 20191216 0001104659-19-072972.hdr.sgml : 20191216 20191216145932 ACCESSION NUMBER: 0001104659-19-072972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blashford Eric B. CENTRAL INDEX KEY: 0001698603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 191286789 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 a4.xml 4 X0306 4 2019-12-12 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001698603 Blashford Eric B. 3240 S. CENTRAL AVENUE CICERO IL 60804 0 1 0 0 Chief Operating Officer Common Stock 2019-12-12 4 P 0 3000 1.85 A 174640 D Common Stock 14738.43 I By 401(k) Plan Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22. /s/ Thomas A. Ciccone as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed 2019-12-16