0001104659-19-072972.txt : 20191216
0001104659-19-072972.hdr.sgml : 20191216
20191216145932
ACCESSION NUMBER: 0001104659-19-072972
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191212
FILED AS OF DATE: 20191216
DATE AS OF CHANGE: 20191216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blashford Eric B.
CENTRAL INDEX KEY: 0001698603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 191286789
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND ENERGY, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
a4.xml
4
X0306
4
2019-12-12
0
0001120370
BROADWIND ENERGY, INC.
BWEN
0001698603
Blashford Eric B.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
0
1
0
0
Chief Operating Officer
Common Stock
2019-12-12
4
P
0
3000
1.85
A
174640
D
Common Stock
14738.43
I
By 401(k) Plan
Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed
2019-12-16