0001104659-19-023711.txt : 20190425
0001104659-19-023711.hdr.sgml : 20190425
20190425163512
ACCESSION NUMBER: 0001104659-19-023711
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190423
FILED AS OF DATE: 20190425
DATE AS OF CHANGE: 20190425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jensen Erik W.
CENTRAL INDEX KEY: 0001634116
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 19767934
MAIL ADDRESS:
STREET 1: C/O BROADWIND ENERGY, INC.
STREET 2: 3240 SOUTH CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND ENERGY, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
a4.xml
4
X0306
4
2019-04-23
0
0001120370
BROADWIND ENERGY, INC.
BWEN
0001634116
Jensen Erik W.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
0
1
0
0
VP & Chief Human Capital Off.
Common Stock
2019-04-23
4
A
0
15339
0
A
53794
D
Common Stock
7818
I
By 401(k) Plan
Represents 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22.
Includes (i) 2,260 restricted stock units that vest on 2/21/20; (ii) 6,652 restricted stock units that vest 3,326 shares on each of 2/20/20 and 2/20/21; and (iii) 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Erik W. Jensen pursuant to Power of Attorney previously filed
2019-04-25