0001104659-19-023708.txt : 20190425 0001104659-19-023708.hdr.sgml : 20190425 20190425163342 ACCESSION NUMBER: 0001104659-19-023708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190423 FILED AS OF DATE: 20190425 DATE AS OF CHANGE: 20190425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christman Philip J CENTRAL INDEX KEY: 0001756611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 19767912 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 a4.xml 4 X0306 4 2019-04-23 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001756611 Christman Philip J 3240 S. CENTRAL AVENUE CICERO IL 60804 1 0 0 0 Common Stock 2019-04-23 4 A 0 18324 0 A 27344 D Represents (i) 9,020 restricted stock units that vest on 10/22/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. /s/ Thomas A. Ciccone as Attorney-in-Fact for Philip J. Christman pursuant to Power of Attorney previously filed 2019-04-25