0001104659-19-023689.txt : 20190425
0001104659-19-023689.hdr.sgml : 20190425
20190425160957
ACCESSION NUMBER: 0001104659-19-023689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190423
FILED AS OF DATE: 20190425
DATE AS OF CHANGE: 20190425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOX TERENCE P
CENTRAL INDEX KEY: 0001353619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 19767533
MAIL ADDRESS:
STREET 1: 528 N 7TH STREET
CITY: MANITOWOC
STATE: WI
ZIP: 54220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND ENERGY, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
a4.xml
4
X0306
4
2019-04-23
0
0001120370
BROADWIND ENERGY, INC.
BWEN
0001353619
FOX TERENCE P
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
0
0
Common Stock
2019-04-23
4
A
0
18324
0
A
289752
D
Common Stock
200000
I
By Terence P. Fox and Paula L. Fox Irrevocable Trust 2005
Phantom Stock
Common Stock
519
519
D
Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20.
Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.
/s/ Jason L. Bonfigt as Attorney-in-Fact for Terence P. Fox pursuant to Power of Attorney previously filed
2019-04-25