0001104659-17-049015.txt : 20170802 0001104659-17-049015.hdr.sgml : 20170802 20170802193319 ACCESSION NUMBER: 0001104659-17-049015 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170725 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueller Daniel E. CENTRAL INDEX KEY: 0001698592 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 171001756 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4/A 1 a4a.xml 4/A X0306 4/A 2017-07-25 2017-07-26 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001698592 Schueller Daniel E. 3240 S. CENTRAL AVENUE CICERO IL 60804 0 1 0 0 Pres., Brad Foote Gear Works Common Stock 2017-07-25 4 F 0 1194 4.45 D 16876 D The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20. This Form 4A corrects the number of shares that were withheld to satisfy the reporting person's withholding obligations in connection with the vesting of a prior restricted stock unit grant, which previously reported 1,384 shares withheld on July 25, 2017. /s/ Thomas Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed 2017-08-02