0001104659-17-049015.txt : 20170802
0001104659-17-049015.hdr.sgml : 20170802
20170802193319
ACCESSION NUMBER: 0001104659-17-049015
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170725
FILED AS OF DATE: 20170802
DATE AS OF CHANGE: 20170802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schueller Daniel E.
CENTRAL INDEX KEY: 0001698592
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 171001756
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND ENERGY, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4/A
1
a4a.xml
4/A
X0306
4/A
2017-07-25
2017-07-26
0
0001120370
BROADWIND ENERGY, INC.
BWEN
0001698592
Schueller Daniel E.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
0
1
0
0
Pres., Brad Foote Gear Works
Common Stock
2017-07-25
4
F
0
1194
4.45
D
16876
D
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20.
This Form 4A corrects the number of shares that were withheld to satisfy the reporting person's withholding obligations in connection with the vesting of a prior restricted stock unit grant, which previously reported 1,384 shares withheld on July 25, 2017.
/s/ Thomas Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
2017-08-02