0001214659-16-015226.txt : 20161206 0001214659-16-015226.hdr.sgml : 20161206 20161206210527 ACCESSION NUMBER: 0001214659-16-015226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anthera Pharmaceuticals Inc CENTRAL INDEX KEY: 0001316175 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201852016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25801 INDUSTRIAL BOULEVARD, SUITE B CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: (510) 856-5600 MAIL ADDRESS: STREET 1: 25801 INDUSTRIAL BOULEVARD, SUITE B CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRUEX PAUL F CENTRAL INDEX KEY: 0001120362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34637 FILM NUMBER: 162037512 MAIL ADDRESS: STREET 1: PENINSULA PHARMACEUTICALS, INC. STREET 2: 1751 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 marketforms-37311.xml PRIMARY DOCUMENT X0306 4 2016-12-02 0001316175 Anthera Pharmaceuticals Inc ANTH 0001120362 TRUEX PAUL F 25801 INDUSTRIAL BLVD SUITE B HAYWARD CA 94545 true true false false Executive Chairman Stock option (right to buy) 9.48 2016-12-02 4 J false 170000 0 D 2025-09-17 Common Stock 170000 0 D Stock option (right to buy) 9.48 2016-12-02 4 J false 180000 0 D 2025-09-17 Common Stock 180000 0 D On December 2, 2016, the Reporting Person and the Company agreed to cancel a stock option to purchase 170,000 shares of common stock dated September 17, 2015 (the "Option"), which Option was previously reported on a Form 4 filed with the SEC on September 18, 2015. The Option was to vest monthly over four years beginning December 30, 2014 (the "Vesting Start Date"). The Option would have completely vested on the fourth anniversary of the Vesting Start Date and would have expired on September 17, 2025. On December 2, 2016, the Reporting Person and the Company agreed to cancel a stock option to purchase 180,000 shares of common stock dated September 17, 2015 (the "Option"), which Option was previously reported on a Form 4 filed with the SEC on September 18, 2015. This Option was to vest monthly over four years beginning September 17, 2015 (the "Vesting Start Date"). The Option would have completely vested on the fourth anniversary of the Vesting Start Date and would have expired on September 17, 2025. /s/ Paul Truex 2016-12-06