0001214659-16-015226.txt : 20161206
0001214659-16-015226.hdr.sgml : 20161206
20161206210527
ACCESSION NUMBER: 0001214659-16-015226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anthera Pharmaceuticals Inc
CENTRAL INDEX KEY: 0001316175
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 201852016
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25801 INDUSTRIAL BOULEVARD, SUITE B
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: (510) 856-5600
MAIL ADDRESS:
STREET 1: 25801 INDUSTRIAL BOULEVARD, SUITE B
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRUEX PAUL F
CENTRAL INDEX KEY: 0001120362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34637
FILM NUMBER: 162037512
MAIL ADDRESS:
STREET 1: PENINSULA PHARMACEUTICALS, INC.
STREET 2: 1751 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
marketforms-37311.xml
PRIMARY DOCUMENT
X0306
4
2016-12-02
0001316175
Anthera Pharmaceuticals Inc
ANTH
0001120362
TRUEX PAUL F
25801 INDUSTRIAL BLVD SUITE B
HAYWARD
CA
94545
true
true
false
false
Executive Chairman
Stock option (right to buy)
9.48
2016-12-02
4
J
false
170000
0
D
2025-09-17
Common Stock
170000
0
D
Stock option (right to buy)
9.48
2016-12-02
4
J
false
180000
0
D
2025-09-17
Common Stock
180000
0
D
On December 2, 2016, the Reporting Person and the Company agreed to cancel a stock option to purchase 170,000 shares of common stock dated September 17, 2015 (the "Option"), which Option was previously reported on a Form 4 filed with the SEC on September 18, 2015. The Option was to vest monthly over four years beginning December 30, 2014 (the "Vesting Start Date"). The Option would have completely vested on the fourth anniversary of the Vesting Start Date and would have expired on September 17, 2025.
On December 2, 2016, the Reporting Person and the Company agreed to cancel a stock option to purchase 180,000 shares of common stock dated September 17, 2015 (the "Option"), which Option was previously reported on a Form 4 filed with the SEC on September 18, 2015. This Option was to vest monthly over four years beginning September 17, 2015 (the "Vesting Start Date"). The Option would have completely vested on the fourth anniversary of the Vesting Start Date and would have expired on September 17, 2025.
/s/ Paul Truex
2016-12-06