0001209191-23-056896.txt : 20231129
0001209191-23-056896.hdr.sgml : 20231129
20231129161605
ACCESSION NUMBER: 0001209191-23-056896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231127
FILED AS OF DATE: 20231129
DATE AS OF CHANGE: 20231129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPAHT PAUL HOLDEN JR.
CENTRAL INDEX KEY: 0001862654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 231452424
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-27
0
0001120193
NASDAQ, INC.
NDAQ
0001862654
SPAHT PAUL HOLDEN JR.
151 W. 42ND STREET
NEW YORK
NY
10036
1
0
0
0
0
Common Stock, par value $0.01 per share
2023-11-27
4
A
0
3001
0.00
A
3001
D
Restricted stock vests as to 100% on June 21, 2024.
Represents 3,001 shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.
Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.
/s/ Alex Kogan, by power of attorney
2023-11-29