0001209191-23-054309.txt : 20231103 0001209191-23-054309.hdr.sgml : 20231103 20231103160837 ACCESSION NUMBER: 0001209191-23-054309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNISON ANN M CENTRAL INDEX KEY: 0001671708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 231376390 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-01 0 0001120193 NASDAQ, INC. NDAQ 0001671708 DENNISON ANN M 151 W. 42ND STREET NEW YORK NY 10036 0 1 0 0 Executive Vice President 0 Common Stock, par value $0.01 per share 2023-11-01 4 S 0 5150 49.41 D 59359 D Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 34,676 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan. /s/ Erika Moore, by power of attorney 2023-11-03