0001209191-23-043411.txt : 20230726 0001209191-23-043411.hdr.sgml : 20230726 20230726161330 ACCESSION NUMBER: 0001209191-23-043411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230724 FILED AS OF DATE: 20230726 DATE AS OF CHANGE: 20230726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPLINTER MICHAEL R CENTRAL INDEX KEY: 0001188935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 231113782 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-07-24 0 0001120193 NASDAQ, INC. NDAQ 0001188935 SPLINTER MICHAEL R 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 0 Common Stock, par value $0.01 per share 212194 D Common Stock, par value $0.01 per share 2023-07-24 4 S 0 1164 51.03 D 2910 I Held by family trusts Represents 212,194 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 203,691 are vested as of the date hereof. Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. /s/ Alex Kogan, by power of attorney 2023-07-26