0001209191-23-039364.txt : 20230623
0001209191-23-039364.hdr.sgml : 20230623
20230623161751
ACCESSION NUMBER: 0001209191-23-039364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230621
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPLINTER MICHAEL R
CENTRAL INDEX KEY: 0001188935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 231037913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-21
0
0001120193
NASDAQ, INC.
NDAQ
0001188935
SPLINTER MICHAEL R
151 W. 42ND STREET
NEW YORK
NY
10036
1
0
0
0
0
Common Stock, par value $0.01 per share
2023-06-21
4
A
0
8503
0.00
A
212194
D
Common Stock, par value $0.01 per share
4074
I
Held by family trusts
Restricted stock vests as to 100% on June 21, 2024.
Represents 212,194 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 203,691 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.
Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.
/s/ Alex Kogan, by power of attorney
2023-06-23