0001209191-23-039348.txt : 20230623
0001209191-23-039348.hdr.sgml : 20230623
20230623161534
ACCESSION NUMBER: 0001209191-23-039348
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230621
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kazim Essa
CENTRAL INDEX KEY: 0001428856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 231037852
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-21
0
0001120193
NASDAQ, INC.
NDAQ
0001428856
Kazim Essa
151 W. 42ND STREET
NEW YORK
NY
10036
1
0
0
0
0
Common Stock, par value $0.01 per share
2023-06-21
4
A
0
6921
0.00
A
136020
D
Common Stock, par value $0.01 per share
2023-06-22
4
F
0
996
49.55
D
135024
D
Restricted stock vests as to 100% on June 21, 2024.
Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
Represents 135,024 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 128,103 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.
/s/ Alex Kogan, by power of attorney
2023-06-23