0001209191-23-039335.txt : 20230623 0001209191-23-039335.hdr.sgml : 20230623 20230623161220 ACCESSION NUMBER: 0001209191-23-039335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230621 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YABUKI JEFFERY W CENTRAL INDEX KEY: 0001207371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 231037797 MAIL ADDRESS: STREET 1: 255 FISERV DRIVE CITY: BROOKFIELD STATE: WI ZIP: 53045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-21 0 0001120193 NASDAQ, INC. NDAQ 0001207371 YABUKI JEFFERY W 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 0 Common Stock, par value $0.01 per share 2023-06-21 4 A 0 7218 0.00 A 7218 D Common Stock, par value $0.01 per share 2060 I Held by family trust Restricted stock vests as to 100% on June 21, 2024. Represents 7,218 shares or units of restricted stock, of which none are vested. Reflects shares held in a revocable family trust, of which the reporting person is the trustee. /s/ Alex Kogan, by power of attorney 2023-06-23