0001209191-23-023302.txt : 20230405
0001209191-23-023302.hdr.sgml : 20230405
20230405161133
ACCESSION NUMBER: 0001209191-23-023302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN ADENA T
CENTRAL INDEX KEY: 0001240169
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 23802657
MAIL ADDRESS:
STREET 1: 1801 K STREET, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-03
0
0001120193
NASDAQ, INC.
NDAQ
0001240169
FRIEDMAN ADENA T
151 W. 42ND STREET
NEW YORK
NY
10036
1
1
0
0
Chair and CEO
0
Common Stock, par value $0.01 per share
2023-04-03
4
A
0
47794
0.00
A
1678742
D
Common Stock, par value $0.01 per share
2023-04-03
4
F
0
16424
54.40
D
1662318
D
Common Stock, par value $0.01 per share
73500
I
Held by The A.T. Friedman Irrevocable Trust No. 1
Common Stock, par value $0.01 per share
73500
I
Held by The A.T. Friedman Irrevocable Trust No. 2
Employee Stock Option (Right to Buy)
67.48
2032-01-03
Common Stock
306936
306936
D
Employee Stock Option (Right to Buy)
22.22
2027-01-03
Common Stock
806451
806451
D
Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027.
Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan
Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,154,752 vested shares underlying PSUs and (iii) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
The option vests on January 3, 2027.
Options exercisable.
/s/ Alex Kogan, by power of attorney
2023-04-05