0001209191-23-023274.txt : 20230405 0001209191-23-023274.hdr.sgml : 20230405 20230405160640 ACCESSION NUMBER: 0001209191-23-023274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Bradley J CENTRAL INDEX KEY: 0001568592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 23802550 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-03 0 0001120193 NASDAQ, INC. NDAQ 0001568592 Peterson Bradley J 151 W. 42ND STREET NEW YORK NY 10036 0 1 0 0 Executive Vice President 0 Common Stock, par value $0.01 2023-04-03 4 A 0 9191 0.00 A 183180 D Common Stock, par value $0.01 2023-04-03 4 F 0 3052 54.40 D 180128 D Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027. Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. Represents (i) 113,248 shares or units of restricted stock, of which 21,038 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan. /s/ Alex Kogan, by power of attorney 2023-04-05