0001209191-22-039226.txt : 20220624 0001209191-22-039226.hdr.sgml : 20220624 20220624162343 ACCESSION NUMBER: 0001209191-22-039226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220622 FILED AS OF DATE: 20220624 DATE AS OF CHANGE: 20220624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLOET THOMAS A CENTRAL INDEX KEY: 0001635673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 221040404 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-22 0 0001120193 NASDAQ, INC. NDAQ 0001635673 KLOET THOMAS A 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 Common Stock, par value $0.01 per share 2022-06-22 4 A 0 2440 0.00 A 27343 D Restricted stock vests as to 100% on June 22, 2023. Represents (i) 25,343 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 22,903 are vested as of the current date and (ii) 2,000 shares of common stock acquired through open market purchases. /s/ Alex Kogan, by power of attorney 2022-06-24