0001209191-21-008175.txt : 20210205 0001209191-21-008175.hdr.sgml : 20210205 20210205170247 ACCESSION NUMBER: 0001209191-21-008175 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARNOLDI MELISSA CENTRAL INDEX KEY: 0001706528 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 21596974 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001120193 NASDAQ, INC. NDAQ 0001706528 ARNOLDI MELISSA 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 Common Stock, par value $0.01 per share 2020-05-11 5 J 0 1053 0.00 D 12268 D Common Stock, par value $0.01 per share 2020-05-22 5 J 0 3684 0.00 D 8584 D The shares were transferred from the Reporting Person to her former spouse in connection with a settlement agreement and the Reporting Person expressly disclaims beneficial ownership in these shares. Represents shares or units of restricted stock, of which 6,143 are vested as of the date hereof. /s/ Alex Kogan, by power of attorney 2021-02-05