0001209191-21-008173.txt : 20210205
0001209191-21-008173.hdr.sgml : 20210205
20210205170205
ACCESSION NUMBER: 0001209191-21-008173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210203
FILED AS OF DATE: 20210205
DATE AS OF CHANGE: 20210205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DENNISON ANN M
CENTRAL INDEX KEY: 0001671708
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 21596956
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-03
0
0001120193
NASDAQ, INC.
NDAQ
0001671708
DENNISON ANN M
151 W. 42ND STREET
NEW YORK
NY
10036
0
1
0
0
Controller and Prin Acctg Ofcr
Common Stock, par value $0.01 per share
2021-02-03
4
S
0
2034
141.44
D
11749
D
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.18 to $141.69, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 8,613 shares underlying PSUs of which 4,451 are vested and (iii) 861 shares purchased under the Employee Stock Purchase Plan.
/s/ Alex Kogan, by power of attorney
2021-02-05