0001209191-20-049104.txt : 20200902
0001209191-20-049104.hdr.sgml : 20200902
20200902161003
ACCESSION NUMBER: 0001209191-20-049104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200902
DATE AS OF CHANGE: 20200902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Bradley J
CENTRAL INDEX KEY: 0001568592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 201157048
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-31
0
0001120193
NASDAQ, INC.
NDAQ
0001568592
Peterson Bradley J
151 W. 42ND STREET
NEW YORK
NY
10036
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2020-08-31
4
S
0
1500
135.00
D
24333
D
The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 6,957 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.
/s/ Alex Kogan, by power of attorney
2020-09-02