0001209191-20-031336.txt : 20200521 0001209191-20-031336.hdr.sgml : 20200521 20200521170206 ACCESSION NUMBER: 0001209191-20-031336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200519 FILED AS OF DATE: 20200521 DATE AS OF CHANGE: 20200521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kazim Essa CENTRAL INDEX KEY: 0001428856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 20902684 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-19 0 0001120193 NASDAQ, INC. NDAQ 0001428856 Kazim Essa 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 Common Stock, par value $0.01 per share 2020-05-19 4 A 0 3017 0.00 A 39111 D Restricted stock vests as to 100% on May 19, 2021. Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 36,094 are vested as of the date hereof. /s/ Alex Kogan, by power of attorney 2020-05-21