0001209191-20-013547.txt : 20200227
0001209191-20-013547.hdr.sgml : 20200227
20200227184651
ACCESSION NUMBER: 0001209191-20-013547
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200225
FILED AS OF DATE: 20200227
DATE AS OF CHANGE: 20200227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Bradley J
CENTRAL INDEX KEY: 0001568592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 20664640
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-25
0
0001120193
NASDAQ, INC.
NDAQ
0001568592
Peterson Bradley J
151 W. 42ND STREET
NEW YORK
NY
10036
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2020-02-25
4
A
0
24519
0.00
A
43051
D
Common Stock, par value $0.01 per share
2020-02-25
4
F
0
11246
112.41
D
31805
D
Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.
Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
Represents (i) 11,965 shares of vested restricted stock, (ii) 18,497 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.
/s/ Alex Kogan, by power of attorney
2020-02-27