0001209191-19-036099.txt : 20190611 0001209191-19-036099.hdr.sgml : 20190611 20190611163715 ACCESSION NUMBER: 0001209191-19-036099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190607 FILED AS OF DATE: 20190611 DATE AS OF CHANGE: 20190611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Bradley J CENTRAL INDEX KEY: 0001568592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 19891394 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-07 0 0001120193 NASDAQ, INC. NDAQ 0001568592 Peterson Bradley J 151 W. 42ND STREET NEW YORK NY 10036 0 1 0 0 Executive Vice President Common stock, par value $0.01 per share 2019-06-07 4 S 0 374 96.57 D 21408 D Common stock, par value $0.01 per share 2019-06-07 4 S 0 1176 96.67 D 20232 D Represents (i) 11,965 shares of vested restricted stock, (ii) 7,224 vested shares underlying PSUs and (iii) 1,043 shares purchased under the Employee Stock Purchase Plan. /s/ Edward S. Knight, by power of attorney 2019-06-11