0001209191-19-026022.txt : 20190425 0001209191-19-026022.hdr.sgml : 20190425 20190425180445 ACCESSION NUMBER: 0001209191-19-026022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190423 FILED AS OF DATE: 20190425 DATE AS OF CHANGE: 20190425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kazim Essa CENTRAL INDEX KEY: 0001428856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 19768692 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-23 0 0001120193 NASDAQ, INC. NDAQ 0001428856 Kazim Essa ONE LIBERTY PLAZA NEW YORK NY 10006 1 0 0 0 Common Stock, par value $0.01 per share 2019-04-23 4 A 0 3456 0.00 A 38209 D Common Stock, par value $0.01 per share 2019-04-24 4 F 0 1078 89.18 D 37131 D Restricted stock vests as to 100% on April 23, 2020. Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 33,675 are vested as of the date hereof. /s/ Edward S. Knight, by power of attorney 2019-04-25