0001209191-19-026022.txt : 20190425
0001209191-19-026022.hdr.sgml : 20190425
20190425180445
ACCESSION NUMBER: 0001209191-19-026022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190423
FILED AS OF DATE: 20190425
DATE AS OF CHANGE: 20190425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kazim Essa
CENTRAL INDEX KEY: 0001428856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 19768692
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124018700
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-04-23
0
0001120193
NASDAQ, INC.
NDAQ
0001428856
Kazim Essa
ONE LIBERTY PLAZA
NEW YORK
NY
10006
1
0
0
0
Common Stock, par value $0.01 per share
2019-04-23
4
A
0
3456
0.00
A
38209
D
Common Stock, par value $0.01 per share
2019-04-24
4
F
0
1078
89.18
D
37131
D
Restricted stock vests as to 100% on April 23, 2020.
Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 33,675 are vested as of the date hereof.
/s/ Edward S. Knight, by power of attorney
2019-04-25