0001209191-17-031971.txt : 20170512 0001209191-17-031971.hdr.sgml : 20170512 20170512163202 ACCESSION NUMBER: 0001209191-17-031971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLOET THOMAS A CENTRAL INDEX KEY: 0001635673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 17839138 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-10 0 0001120193 NASDAQ, INC. NDAQ 0001635673 KLOET THOMAS A ONE LIBERTY PLAZA NEW YORK NY 10006 1 0 0 0 Common Stock, par value $0.01 per share 2017-05-10 4 A 0 4119 0.00 A 11631 D Restricted stock vests as to 100% on May 10, 2018. Represents (i) 9,631 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 5,512 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases. /s/ Edward S. Knight, by power of attorney 2017-05-12