0000950170-24-073105.txt : 20240613 0000950170-24-073105.hdr.sgml : 20240613 20240613165426 ACCESSION NUMBER: 0000950170-24-073105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240611 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPLINTER MICHAEL R CENTRAL INDEX KEY: 0001188935 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 241041965 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 ownership.xml 4 X0508 4 2024-06-11 0001120193 NASDAQ, INC. NDAQ 0001188935 SPLINTER MICHAEL R 151 W. 42ND STREET NEW YORK NY 10036 true false false false false Common Stock, par value $0.01 per share 2024-06-11 4 A false 7453 0 A 212012 D Common Stock, par value $0.01 per share 2024-06-11 4 A false 169 0.00 A 212181 D Common Stock, par value $0.01 per share 10545 I Held by family trusts Restricted stock vests as to 100% on June 11, 2025. Reflects shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and fully vested as of the date of grant. These shares were issued as compensation for additional Board service by Mr. Splinter during the Board term ended June 11, 2024. Represents 212,181 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,225 are vested as of the date hereof. Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. /s/ Alex Kogan, by power of attorney 2024-06-13