0000950170-24-073091.txt : 20240613
0000950170-24-073091.hdr.sgml : 20240613
20240613164233
ACCESSION NUMBER: 0000950170-24-073091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240611
FILED AS OF DATE: 20240613
DATE AS OF CHANGE: 20240613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPAHT PAUL HOLDEN JR.
CENTRAL INDEX KEY: 0001862654
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 241041863
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
ownership.xml
4
X0508
4
2024-06-11
0001120193
NASDAQ, INC.
NDAQ
0001862654
SPAHT PAUL HOLDEN JR.
151 W. 42ND STREET
NEW YORK
NY
10036
true
false
false
false
false
Common Stock, par value $0.01 per share
2024-06-11
4
A
false
4405
0.00
A
7406
D
Restricted stock vests as to 100% on June 11, 2025.
Represents 7,406 shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested as of the date hereof.
Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.
/s/ Alex Kogan, by power of attorney
2024-06-13