0000950170-24-073091.txt : 20240613 0000950170-24-073091.hdr.sgml : 20240613 20240613164233 ACCESSION NUMBER: 0000950170-24-073091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240611 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPAHT PAUL HOLDEN JR. CENTRAL INDEX KEY: 0001862654 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 241041863 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 ownership.xml 4 X0508 4 2024-06-11 0001120193 NASDAQ, INC. NDAQ 0001862654 SPAHT PAUL HOLDEN JR. 151 W. 42ND STREET NEW YORK NY 10036 true false false false false Common Stock, par value $0.01 per share 2024-06-11 4 A false 4405 0.00 A 7406 D Restricted stock vests as to 100% on June 11, 2025. Represents 7,406 shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested as of the date hereof. Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities. /s/ Alex Kogan, by power of attorney 2024-06-13