0000950170-24-018849.txt : 20240222 0000950170-24-018849.hdr.sgml : 20240222 20240222164358 ACCESSION NUMBER: 0000950170-24-018849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240220 FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tal Cohen CENTRAL INDEX KEY: 0001781714 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 24665603 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 ownership.xml 4 X0508 4 2024-02-20 0001120193 NASDAQ, INC. NDAQ 0001781714 Tal Cohen 151 W. 42ND STREET NEW YORK NY 10036 false true false false President, Market Platforms false Common Stock, par value $0.01 per share 2024-02-20 4 A false 39944 0.00 A 164951 D Common Stock, par value $0.01 per share 2024-02-20 4 F false 17771 55.54 D 147584 D Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023. Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. Represents (i) 67,897 shares underlying PSUs, all of which are vested, (ii) 78,801 shares or units of restricted stock, of which 18,394 are vested and (iii) 886 shares purchased under the Employee Stock Purchase Plan. /s/ Alex Kogan, by power of attorney 2024-02-22