0001104659-18-028724.txt : 20180430 0001104659-18-028724.hdr.sgml : 20180430 20180430185548 ACCESSION NUMBER: 0001104659-18-028724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MMEF IX LP CENTRAL INDEX KEY: 0001131824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38462 FILM NUMBER: 18792337 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD BUILDING FOUR STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508548540 MAIL ADDRESS: STREET 1: 300 SAND HILL ROAD, BUILDING 4, STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MV MANAGEMENT IX LLC CENTRAL INDEX KEY: 0001120126 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38462 FILM NUMBER: 18792341 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 3 SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENLO VENTURES IX LP CENTRAL INDEX KEY: 0001120284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38462 FILM NUMBER: 18792340 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 4 SUITE 100 CITY: MENLOPARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENLO ENTREPRENEURS FUND IX A LP CENTRAL INDEX KEY: 0001230036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38462 FILM NUMBER: 18792339 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 4 STE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158548540 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 4 STE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENLO ENTREPRENEURS FUND IX LP CENTRAL INDEX KEY: 0001131886 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38462 FILM NUMBER: 18792338 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD BUILDING FOUR STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508548540 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, BUILDING 4 STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NLIGHT, INC. CENTRAL INDEX KEY: 0001124796 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 912066376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5408 NE 88TH STREET STREET 2: BUILDING E CITY: VANCOUVER STATE: WA ZIP: 98665 BUSINESS PHONE: 360-566-4460 MAIL ADDRESS: STREET 1: 5408 NE 88TH STREET STREET 2: BUILDING E CITY: VANCOUVER STATE: WA ZIP: 98665 FORMER COMPANY: FORMER CONFORMED NAME: NLIGHT PHOTONICS CORP DATE OF NAME CHANGE: 20000925 4 1 a4.xml 4 X0306 4 2018-04-30 0 0001124796 NLIGHT, INC. LASR 0001120126 MV MANAGEMENT IX LLC 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001120284 MENLO VENTURES IX LP 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001230036 MENLO ENTREPRENEURS FUND IX A LP 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001131886 MENLO ENTREPRENEURS FUND IX LP 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001131824 MMEF IX LP 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 Common Stock 2018-04-30 4 C 0 5934216 A 5961028 D Series C Preferred Stock 2018-04-30 4 C 0 1389860 0.00 D Common Stock 1389860 0 D Series D Preferred Stock 2018-04-30 4 C 0 1415912 0.00 D Common Stock 1415912 0 D Series E Preferred Stock 2018-04-30 4 C 0 267754 0.00 D Common Stock 267754 0 D Series F Preferred Stock 2018-04-30 4 C 0 2526719 0.00 D Common Stock 2526719 0 D Series G Preferred Stock 2018-04-30 4 C 0 333971 0.00 D Common Stock 333971 0 D The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. Consists of 1,317,410 shares held of record by Menlo Ventures IX, L.P., 43,470 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 5,268 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 23,712 shares held of record by MMEF IX, L.P. Consists of 1,335,768 shares held of record by Menlo Ventures IX, L.P., 44,080 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 6,678 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 29,386 shares held of record by MMEF IX, L.P. Consists of 252,599 shares held of record by Menlo Ventures IX, L.P., 8,335 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,263 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 5,557 shares held of record by MMEF IX, L.P. Consists of 2,383,702 shares held of record by Menlo Ventures IX, L.P., 78,660 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 11,917 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 52,440 shares held of record by MMEF IX, L.P. Consists of 315,445 shares held of record by Menlo Ventures IX, L.P., 10,409 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,497 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 6,620 shares held of record by MMEF IX, L.P. Consists of 5,630,342 shares held of record by Menlo Ventures IX, L.P., 185,792 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 26,723 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 118,171 shares held of record by MMEF IX, L.P. MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. /s/ Kerry Hill, as attorney-in-fact 2018-04-30