0001181431-13-034718.txt : 20130613 0001181431-13-034718.hdr.sgml : 20130613 20130613155455 ACCESSION NUMBER: 0001181431-13-034718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100924 FILED AS OF DATE: 20130613 DATE AS OF CHANGE: 20130613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 BUSINESS ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 1-800-788-0822 MAIL ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP CENTRAL INDEX KEY: 0001207736 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 13911479 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV OFFSHORE LP CENTRAL INDEX KEY: 0001207737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 13911480 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV A LP CENTRAL INDEX KEY: 0001126337 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 13911481 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV LP CENTRAL INDEX KEY: 0001119967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 13911482 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS PARTNERS IV LLC CENTRAL INDEX KEY: 0001207738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 13911483 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 rrd383415.xml RST_FORM 4_061313 X0306 4 2010-09-24 0 0001351285 ROSETTA STONE INC RST 0001207738 ABS PARTNERS IV LLC 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 0 0 1 0 0001119967 ABS CAPITAL PARTNERS IV LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 1 0 0001126337 ABS CAPITAL PARTNERS IV A LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001207737 ABS CAPITAL PARTNERS IV OFFSHORE LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001207736 ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 Common Stock 2010-09-24 4 J 0 5099618 0 D 0 I By Limited Partnership On September 24, 2010, all remaining portfolio investments of ABS Capital Partners IV, L.P., ABS Capital Partners IV-A, L.P., ABS Capital Partners IV-Offshore, L.P., ABS Capital Partners IV-Special Offshore, L.P. and ABS Partners IV, L.L.C. (collectively, the "Reporting Persons") were transferred to ABS Capital Partners IV Trust, a liquidating trust, for which ABS Capital Partners, Inc. serves as trustee (the "Trustee"), in connection with the dissolution and liquidation of the Reporting Persons. Shares distributed include (i) 4,512,641 shares of common stock owned by ABS Capital Partners IV, L.P., (ii) 151,083 shares of common stock owned by ABS Capital Partners IV-A, L.P., (iii) 259,175 shares of common stock owned by ABS Capital Partners IV Offshore, L.P., and (iv) 176,719 shares of common stock owned by ABS Capital Partners IV Special Offshore, L.P. ABS Partners IV, L.L.C. is the general partner of each such entity and has voting and dispositive power over these shares. Laura Witt and Phillip Clough, who serve on the issuer's board of directors, were managing members of ABS Partners IV, L.L.C. and are managing directors of the Trustee and may be deemed to share voting or dispositive power over such shares. Ms. Witt and Mr. Clough disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Partners IV L.L.C. 2013-06-13 James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV, L.P. 2013-06-13 James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV-A, L.P. 2013-06-13 James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV Offshore, L.P. 2013-06-13 James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV Special Offshore, L.P. 2013-06-13