0001181431-13-034718.txt : 20130613
0001181431-13-034718.hdr.sgml : 20130613
20130613155455
ACCESSION NUMBER: 0001181431-13-034718
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100924
FILED AS OF DATE: 20130613
DATE AS OF CHANGE: 20130613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
BUSINESS ADDRESS:
STREET 1: 1919 NORTH LYNN STREET
STREET 2: SUITE 700
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 1-800-788-0822
MAIL ADDRESS:
STREET 1: 1919 NORTH LYNN STREET
STREET 2: SUITE 700
CITY: ARLINGTON
STATE: VA
ZIP: 22209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP
CENTRAL INDEX KEY: 0001207736
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 13911479
BUSINESS ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102465600
MAIL ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV OFFSHORE LP
CENTRAL INDEX KEY: 0001207737
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 13911480
BUSINESS ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102465600
MAIL ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV A LP
CENTRAL INDEX KEY: 0001126337
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 13911481
BUSINESS ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102465600
MAIL ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV LP
CENTRAL INDEX KEY: 0001119967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 13911482
BUSINESS ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102465600
MAIL ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABS PARTNERS IV LLC
CENTRAL INDEX KEY: 0001207738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 13911483
BUSINESS ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102465600
MAIL ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
rrd383415.xml
RST_FORM 4_061313
X0306
4
2010-09-24
0
0001351285
ROSETTA STONE INC
RST
0001207738
ABS PARTNERS IV LLC
400 EAST PRATT STREET
SUITE 910
BALTIMORE
MD
21202-3116
0
0
1
0
0001119967
ABS CAPITAL PARTNERS IV LP
400 EAST PRATT STREET
SUITE 910
BALTIMORE
MD
21202-3116
1
0
1
0
0001126337
ABS CAPITAL PARTNERS IV A LP
400 EAST PRATT STREET
SUITE 910
BALTIMORE
MD
21202-3116
1
0
0
0
0001207737
ABS CAPITAL PARTNERS IV OFFSHORE LP
400 EAST PRATT STREET
SUITE 910
BALTIMORE
MD
21202-3116
1
0
0
0
0001207736
ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP
400 EAST PRATT STREET
SUITE 910
BALTIMORE
MD
21202-3116
1
0
0
0
Common Stock
2010-09-24
4
J
0
5099618
0
D
0
I
By Limited Partnership
On September 24, 2010, all remaining portfolio investments of ABS Capital Partners IV, L.P., ABS Capital Partners IV-A, L.P., ABS Capital Partners IV-Offshore, L.P., ABS Capital Partners IV-Special Offshore, L.P. and ABS Partners IV, L.L.C. (collectively, the "Reporting Persons") were transferred to ABS Capital Partners IV Trust, a liquidating trust, for which ABS Capital Partners, Inc. serves as trustee (the "Trustee"), in connection with the dissolution and liquidation of the Reporting Persons.
Shares distributed include (i) 4,512,641 shares of common stock owned by ABS Capital Partners IV, L.P., (ii) 151,083 shares of common stock owned by ABS Capital Partners IV-A, L.P., (iii) 259,175 shares of common stock owned by ABS Capital Partners IV Offshore, L.P., and (iv) 176,719 shares of common stock owned by ABS Capital Partners IV Special Offshore, L.P. ABS Partners IV, L.L.C. is the general partner of each such entity and has voting and dispositive power over these shares. Laura Witt and Phillip Clough, who serve on the issuer's board of directors, were managing members of ABS Partners IV, L.L.C. and are managing directors of the Trustee and may be deemed to share voting or dispositive power over such shares. Ms. Witt and Mr. Clough disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Partners IV L.L.C.
2013-06-13
James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV, L.P.
2013-06-13
James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV-A, L.P.
2013-06-13
James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV Offshore, L.P.
2013-06-13
James E. Stevenson Jr., Managing Director of ABS Capital Partners, Inc., Trustee of ABS Capital Partners IV Trust, as liquidating trust of ABS Capital Partners IV Special Offshore, L.P.
2013-06-13