SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE TO
Tender Offer Statement Under Section
14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
FINAL AMENDMENT
MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLC
(Name of Issuer)
MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLC
(Name of Person(s) Filing Statement)
UNITS OF LIMITED LIABILITY COMPANY INTERESTS
(Title of Class of Securities)
N/A
(CUSIP Number of Class of Securities)
Colin Bettison
Man FRM Alternative Multi-Strategy Fund LLC
452 Fifth Ave., 26th Fl.
New York, NY 10018
(212) 649-6600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person(s) Filing Statement)
With a copy to:
Kenneth S. Gerstein, Esq.
Schulte Roth & Zabel LLP
919 Third Avenue
New York, New York 10022
(212) 756-2533
June 27, 2018
(Date Tender Offer First Published,
Sent or Given to Security Holders)
CALCULATION OF FILING FEE
| Transaction Valuation: | $27,900,000.00 (a) | Amount of Filing Fee: $3,473.55 (b) |
(a) Calculated as the aggregate maximum repurchase price for Interests.
(b) Calculated at $124.50 per million of Transaction Valuation.
| ☐ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: $
Form or Registration No.:
Filing Party:
Date Filed:
| ☐ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
| ☐ | third-party tender offer subject to Rule 14d-1. |
| ☒ | issuer tender offer subject to Rule 13e-4. |
| ☐ | going-private transaction subject to Rule 13e-3. |
| ☐ | amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer: [X]
This final amendment relates to the Issuer Tender Offer Statement on Schedule TO (the "Statement") originally filed on June 27, 2018 by Man FRM Alternative Multi-Strategy Fund LLC (the "Fund") in connection with an offer by the Fund to purchase up to $27.9 million of units in the Fund ("Units") on the terms and subject to the conditions set forth in the Offer to Purchase and the related Letter of Transmittal. Copies of the Offer to Purchase and Letter of Transmittal were previously filed as Exhibits B and C to the Statement on June 27, 2018.
This is the final amendment to the Statement and is being filed to report the results of the Offer. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Offer to Purchase.
The following information is furnished pursuant to Rule 13e-4(c)(4):
1. The Offer expired at 12:00 midnight, Eastern Time, on July 27, 2018.
2. The Valuation Date of the Units tendered pursuant to the Offer was September 30, 2018.
3. $7,245,290.52 in Units were validly tendered and not withdrawn prior to the expiration of the Offer, and all of those Units were accepted for purchase and paid by the Fund in accordance with the terms of the Offer.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| MAN FRM ALTERNATIVE | ||
| MULTI-STRATEGY FUND LLC | ||
| By: | /s/ Colin Bettison | |
| Name: Colin Bettison | ||
| Title: Chief Financial Officer | ||
| December 18, 2018 | ||