The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc Class C Non-voting | Common | 02079K107 | 8,812 | 10,623 | SH | DFND | 10,623 | 0 | 0 | ||
Brookdale Senior Living Ord Shs | Common | 112463104 | 4,029 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
Conatus Pharmaceuticals Ord Shs | Common | 20600T108 | 721 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
Facebook Ord Shs | Common | 30303M102 | 1,278 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
Fiesta Restaurant Group Ord Shs | Common | 31660B101 | 6,786 | 280,400 | SH | DFND | 280,400 | 0 | 0 | ||
Galectin Therapeutics Ord Shs | Common | 363225202 | 299 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
Novocure Ord Shs | Common | G6674U108 | 3,861 | 476,717 | SH | DFND | 476,717 | 0 | 0 | ||
Ishares Rusell 2000 Index ETF | ETF | 464287655 | 21,997 | 160,000 | SH | Put | DFND | 160,000 | 0 | 0 | |
SPDR Gold Shares ETF | ETF | 78463V107 | 2,805 | 23,625 | SH | DFND | 23,625 | 0 | 0 | ||
SPDR S&P 500 ETF | Common | 78462F103 | 281 | 1,194 | SH | DFND | 1,194 | 0 | 0 | ||
Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 1,286 | 56,400 | SH | DFND | 56,400 | 0 | 0 | ||
Vanguard Scottsdale Bond Fund | ETF | 92206C870 | 484 | 5,600 | SH | DFND | 5,600 | 0 | 0 | ||
Vereit Ord Shs | Common | 92339V100 | 11,392 | 1,341,800 | SH | DFND | 1,341,800 | 0 | 0 | ||
WalMart Stores Ord Shs | Common | 931142103 | 400 | 5,550 | SH | DFND | 5,550 | 0 | 0 | ||
Web.com Goup | Bond | 94733AAA2 | 243 | 250,000 | PRN | DFND | 250,000 | 0 | 0 | ||
Yahoo Ord Shs | Common | 984332106 | 56,852 | 1,225,000 | SH | DFND | 1,225,000 | 0 | 0 |