0001104659-18-056072.txt : 20180910 0001104659-18-056072.hdr.sgml : 20180910 20180910213741 ACCESSION NUMBER: 0001104659-18-056072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180906 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORING JEFF CENTRAL INDEX KEY: 0001119324 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181063801 MAIL ADDRESS: STREET 1: INSIGHT PARTNERS STREET 2: 680 5TH AVENUE 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 a4.xml 4 X0306 4 2018-09-06 0 0001689923 Alteryx, Inc. AYX 0001119324 HORING JEFF C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 1 0 0 0 Class A Common Stock 14809 D Class A Common Stock 2018-09-06 4 C 0 2000000 A 2675000 I See Footnotes Class A Common Stock 2018-09-06 4 J 0 1994959 D 680041 I See Footnotes Class A Common Stock 2018-09-06 4 J 0 33713 A 713754 I See Footnotes Class B Common Stock 2018-08-13 4 C 0 2000000 D Class A Common Stock 2000000 8370545 I See Footnote See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses /s/ Jeffrey L. Horing 2018-09-10 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Designated Filer:

Insight Holdings Group, LLC

Issuer & Ticker Symbol:

Alteryx, Inc. [AYX]

Date of Event Requiring Statement:

September 6, 2018

 

EXPLANATION OF RESPONSES

 

(1) Each share of Class B Common Stock of Alteryx, Inc. (the “Issuer”) is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock, par value $0.0001 per share (“Class A Common Stock”). On September 6, 2018, IVP VIII converted 620,528 shares of Class B Common Stock into 620,528 shares of Class A Common Stock, IVP Cayman VIII converted 160,513 shares of Class B Common Stock into 160,513 shares of Class B Common Stock, IVP Delaware VIII converted 196,813 shares of Class B Common Stock into 196,813 shares of Class A Common Stock, IVP VIII Co-Investors converted 22,146 shares of Class B Common Stock into 22,146 shares of Class A Common Stock, IVP Coinvestment III converted 580,137 shares of Class B Common Stock into 580,137 shares of Class A Common Stock and IVP Coinvestment Delaware III converted 419,863 shares of Class B Common Stock into 419,863 shares of Class A Common Stock.  The shares of Class A Common Stock and Class B Common Stock have no expiration date.

 

(2) Effective September 6, 2018, the Insight Funds (as defined below) distributed an aggregate of 2,000,000 shares of Class A Common Stock of the Issuer to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith.

 

(3) The reporting person is a member of the board of managers of Insight Holdings Group, LLC (“Insight Holdings”). Insight Holdings is the sole shareholder of Insight Venture Associates VIII, Ltd., or IVA Ltd. IVA Ltd is the general partner of Insight Venture Associates VIII, L.P., or IVA LP, which is the general partner of Insight Venture Partners VIII, L.P., (“IVP VIII”) Insight Venture Partners (Cayman) VIII, L.P., (“IVP Cayman VIII”) Insight Venture Partners (Delaware) VIII, L.P., (“IVP Delaware VIII”) and Insight Venture Partners VIII (Co-Investors), L.P., (“IVP VIII Co-Investors”) or collectively, the Insight VIII Funds.  Insight Holdings is also the sole shareholder of Insight Venture Associates Coinvestment III, Ltd., or IVAC Ltd. IVAC Ltd. is general partner of Insight Venture Associates Coinvestment III, L.P., or IVAC. IVAC is the general partner of Insight Venture Partners Coinvestment Fund III, L.P. (“IVP Coinvestment III”) and Insight Venture Partners Coinvestment Fund (Delaware) III, L.P., (“IVP Coinvestment Delaware III”) or collectively, the Coinvest III Funds and, together with the Insight VIII Funds, the Insight Funds.

 

(4) The Insight Funds collectively hold the 675,000 shares of Class A Common Stock of the issuer reported as indirectly owned by the reporting person. IVAC holds 5,041 shares of Class A Common Stock of the issuer reported as indirectly owned by the reporting person.  See footnote (3) above for a description of the relationship between the reporting person and the Insight Funds and IVAC.

 

(5) All shares of common stock of the issuer indicated as indirectly owned by the reporting person are included herein because the reporting person shares voting and dispositive control of the shares held of record by the Insight Funds as a member of the board of managers of Insight Holdings and has an indirect pecuniary interest in the shares of the issuer held of record by the Insight Funds. The reporting person disclaims beneficial ownership of all shares of common stock of the issuer attributable to the Insight Funds except to the extent of his pecuniary interest therein.

 

(6) 30,722 shares of Class A Common Stock of the Issuer are owned by JPH Fund VIII LLC and 2,941 shares of Class A Common Stock of the Issuer are owned by JPH Private Investments LLC. The reporting person controls both JPH Fund VIII LLC and JPH Private Investments LLC. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, the reporting person may be deemed to be the beneficial owner of the securities owned by each of JPH Fund VIII LLC and JPH Private Investments LLC.

 

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